Trusted Compliance PartnerNavigate Complex Compliance with ConfidenceExpert consulting services to ensure your organization meets regulatory requirements, mitigates risks, and maintains the highest standards of compliance across all operations

Our ServicesFrom initial assessment to ongoing monitoring, we provide end-to-end compliance solutions tailored to your industry and organizational needs.

Compliance risk Assessment and Testing

SERVICES INCLUDES :• Framing Compliance Policy • Develop Compliance Testing Plan • Assist with compliance testing and risk assessment per policy and plan • Prepare and submit testing and assessment report • Support implementation of compliance testingConnect with us

Compliance Assessment Services

SERVICES INCLUDES :• Review adequacy of compliance framework, policies, governance, and reporting.
• Identify applicable laws, regulations, circulars, and directions.
• Assess compliance monitoring process and tools used.
• Review tool management: access, changes, training, third-party control, archiving.
• Check compliance reporting to senior management.
• Verify timely submission of RBI returns.
• Review policies for alignment with RBI directions.
• Check committee composition, meetings, and minutes.
• Review statutory training programs.Connect with us

Secretarial services

SERVICES INCLUDES :• Review or prepare secretarial documents
• Assist with ROC filings.
• Prepare statutory agenda MIS as per RBI and MCA requirements.
• Manage or review transactions for issuing NCDs, Commercial Papers per SEBI/RBI/ROC rules.Connect with us

Vendor or Third Party Management

SERVICES INCLUDES :• Review third-party agreements per outsourcing guidelines.
• Perform vendor risk assessment.
• Ensure legal compliance during vendor onboarding and reviews.
Periodic DD check or assistConnect with us

Governance Guidelines of RBI

SERVICES INCLUDES :• Frame internal corporate governance guidelines.
• Constitute committees as per RBI guidelines.
• Ensure directors/ KMP appointments and 'Fit and Proper' criteria check
• Follow RBI norms for KMP and senior management compensation.Connect with us

Collection Agents Management

SERVICES INCLUDES :• Check onboarding process of collection agents
• Review collection agents' agreements per outsourcing guidelines.
• Support onboarding and periodic review of agents.
• Help draft code of conduct for collection agents.
• Assist in training programs for collection agents.
• Check legal compliance by company and agents to protect customer interest.Connect with us

RBI Inspection Preparation

SERVICES INCLUDES :• Create MIS/checklist for RBI inspection points.
• Mock test as being RBI officer.
• Review compliance and secretarial data before submission to RBI.
Connect with us

Disclosure Requirement

SERVICES INCLUDES :• Help company identify statutory premises and website disclosures.
• Assist in preparing comprehensive MIS for the same.
• Proving disclosure format for publicationConnect with us

Statutory Positions management

SERVICES INCLUDES :• Help company fulfill statutory roles (Independent Director, CISO, KMP etc.)
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Policy Management

SERVICES INCLUDES :• Prepare or review policies as per applicable law.
• Check company adherence to policies.
• Provide guidance on non-implemented statutory policies.
• Helping in implementation of non adherance of policyConnect with us

Fair Practice code check

SERVICES INCLUDES :• Process loan applications.
• Appraise loans and set terms; provide Key Facts Statement.
• Apply penal charges on loans.
• Disburse loans and manage term changes.
• Ensure responsible lending and release of property documents on repayment.
• Oversee BOD responsibilities.
• Follow RBI Integrated Ombudsman Scheme, 2021.
• Communicate Fair Practice Code clearly.
• Regulate complaints on excessive NBFC interest.
• Manage vehicle repossession by NBFCs.
• Provide loans to physically/visually challenged borrowers.
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SOX (Sarbanes-Oxley)Financial Compliance

GDPRData Privacy

PCI DSSPayment Security

CCPAData Privacy

ISO 27001Information Security

SOC 2Security Controls

Aumyaa Consulting Services LLPOur Certification Recognizes Quality and Competence

ServicesBusiness Consulting Technology Consulting Risk Advisory ESG Consulting Compliance Service

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HeadquarterAumyaa consulting services LLP
Corporate office:
2414, 4th floor, Express trade tower 2, B36 , Sector 132, Noida
Uttar Pradesh, India- 201301

10am—6pm